PART ONE BACKGROUND AND HISTORY
One THE PHILOSOPHY OF THE TAO
Zen Buddhism is a way and a view of life which does not belong to any of the formal categories of modern Western thought. It is not religion or philosophy; it is not a psychology or a type of science. It is an example of what is known in India and China as a “way of liberation,” and is similar in this respect to Taoism, Vedanta, and Yoga. (Location 205)
The origins of Zen are as much Taoist as Buddhist, (Location 212)
Taoism concerns itself with unconventional knowledge, with the understanding of life directly, instead of in the abstract, linear terms of representational thinking. (Location 319)
Taoism is a way of liberation, which never comes by means of revolution, since it is notorious that most revolutions establish worse tyrannies than they destroy. To be free from convention is not to spurn it but not to be deceived by it. It is to be able to use it as an instrument instead of being used by it. (Location 329)
Thus to begin to understand what Taoism is about, we must at least be prepared to admit the possibility of some view of the world other than the conventional, some knowledge other than the contents of our surface consciousness, which can apprehend reality only in the form of one abstraction (or thought, the Chinese niend) at a time. There is no real difficulty in this, for we will already admit that we “know” how to move our hands, how to make a decision, or how to breathe, even though we can hardly begin to explain how we do it in words. We know how to do it because we just do it! Taoism is an extension of this kind of knowledge, an extension which gives us a very different view of ourselves from that to which we are conventionally accustomed, and a view which liberates the human mind from its constricting identification with the abstract ego. (Location 357)
In other words, the “rigorously scientific” method of predicting the future can be applied only in special cases-where prompt action is not urgent, where the factors involved are largely mechanical, or in circumstances so restricted as to be trivial. By far the greater part of our important decisions depend upon “hunch”–in other words, upon the “peripheral vision” of the mind. Thus the reliability of our decisions rests ultimately upon our ability to “feel” the situation, upon the degree to which this “peripheral vision” has been developed. (Location 393)
For it is really impossible to appreciate what is meant by the Tao without becoming, in a rather special sense, stupid. So long as the conscious intellect is frantically trying to clutch the world in its net of abstractions, and to insist that life be bound and fitted to its rigid categories, the mood of Taoism will remain incomprehensible; and the intellect will wear itself out. The Tao is accessible only to the mind which can practice the simple and subtle art of wu-wei, which, after the Tao, is the second important principle of Taoism. (Location 462)
We saw that the I Ching had given the Chinese mind some experience in arriving at decisions spontaneously, decisions which are effective to the degree that one knows how to let one’s mind alone, trusting it to work by itself. This is wu-wei, since wu means “not” or “non-” and wei means “action,” “making,” “doing,” “striving,” “straining,” or “busyness.” (Location 466)
All in all, it would seem that hsin means the totality of our psychic functioning, and, more specifically, the center of that functioning, which is associated with the central point of the upper body. (Location 570)
The important point is that, according to both Taoism and Zen, the center of the mind’s activity is not in the conscious thinking process, not in the ego. When a man has learned to let his mind alone so that it functions in the integrated and spontaneous way that is natural to it, he begins to show the special kind of “virtue” or “power” called te. This is not virtue in the current sense of moral rectitude but in the older sense of effectiveness, as when one speaks of the healing virtues of a plant. Te is, furthermore, unaffected or spontaneous virtue which cannot be cultivated or imitated by any deliberate method. Lao-tzu says: Superior te is not te, and thus has te. Inferior te does not let go of te, and thus is not te. Superior te is non-active [wu-wei] and aimless. Inferior te is active and has an aim. (38) (Location 573)
In sum, then, te is the unthinkable ingenuity and creative power of man’s spontaneous and natural functioning–a power which is blocked when one tries to master it in terms of formal methods and techniques. It is like the centipede’s skill in using a hundred legs at once. The centipede was happy, quite, Until a toad in fun Said, “Pray, which leg goes after which?” This worked his mind to such a pitch, He lay distracted in a ditch, Considering how to run. (Location 614)
what the culture of Taoism and Zen proposes is that one might become the kind of person who, without intending it, is a source of marvelous accidents. (Location 623)
Taoism is, then, the original Chinese way of liberation which combined with Indian Mahayana Buddhism to produce Zen. It is a liberation from convention and of the creative power of te. Every attempt to describe and formulate it in words and one-at-a-time thought symbols must, of necessity, distort it. (Location 625)
When we try to represent a third dimension upon a two-dimensional surface, it will of necessity seem to belong more or less to the two alternatives of length and breadth. In the words of Chuang-tzu: Were language adequate, it would take but a day fully to set forth Tao. Not being adequate, it takes that time to explain material existences. Tao is something beyond material existences. It cannot be conveyed either by words or by silence. (25)16 (Location 631)
Two THE ORIGINS OF BUDDHISM
human–men will always be capable of compromise, but men who have dehumanized themselves by becoming the blind worshipers of an idea or an ideal are fanatics whose devotion to abstractions makes them the enemies of life. (Location 694)
Fundamental to the life and thought of India from the very earliest times is the great mythological theme of atma-yajna–the act of “self-sacrifice” whereby God gives birth to the world, and whereby men, following the divine pattern, reintegrate themselves with God. The act by which the world is created is the same act by which it is consummated-the giving up of one’s life–as if the whole process of the universe were the type of game in which it is necessary to pass on the ball as soon as it is received. Thus the basic myth of Hinduism is that the world is God playing hide-and-seek with himself. As Prajapati, Vishnu, or Brahma, the Lord under many names creates the world by an act of self-dismemberment or self-forgetting, whereby the One becomes Many, and the single Actor plays innumerable parts. In the end, he comes again to himself only to begin the play once more-the One dying into the Many, and the Many dying into the One. (Location 729)
The thousand heads, eyes, and feet of the Purusha are the members of men and other beings, for the point is that That which knows in and through every individual is God himself, the atman or Self of the world. Every life is a part or role in which the mind of God is absorbed, somewhat as an actor absorbs himself in being Hamlet and forgets that in real life he is Mr. Smith. By the act of self-abandonment God becomes all beings, yet at the same time does not cease to be God. “All creatures are one fourth of him, three-fourths eternal life in heaven.” For God is divided in play, in make-believe, but remains undivided in reality. So that when the play comes to an end, the individualized consciousness awakes to find itself divine. (Location 750)
The opposites (dvandva) of light and darkness, good and evil, pleasure and pain, are the essential elements of the game, for although the Godhead is identified with Truth (sat), Consciousness (chit), and Bliss (ananda), the dark side of life has its integral part in the game just as every drama must have its villain, to disrupt the status quo, and as the cards must be shuffled, thrown into chaos, in order that there may be a significant development of the play. (Location 777)
Indian philosophy does not describe the content of this discovery except in mythological terms, using the phrase “I am Brahman” (aham brahman) or “That art thou” (tat tvam asi) to suggest that Self-knowledge is a realization of one’s original identity with God. (Location 796)
Therefore the practical discipline (sadhana) of the way of liberation is a progressive disentanglement of one’s Self (atman) from every identification. It is to realize that I am not this body, these sensations, these feelings, these thoughts, this consciousness. The basic reality of my life is not any conceivable object. Ultimately it is not even to be identified with any idea, as of God or atman. (Location 821)
Translated into conventional and–let it be repeated–mythopoetic language, the knowledge of Brahman is represented as the discovery that this world which seemed to be Many is in truth One, that “all is Brahman” and that “all duality is falsely imagined.” (Location 832)
Moksha is also understood as liberation from maya–one of the most important words in Indian philosophy, both Hindu and Buddhist. For the manifold world of facts and events is said to be maya, ordinarily understood as an illusion which veils the one underlying reality of Brahman. (Location 836)
Brahman is without duality (advaita), which is to say without any opposite since Brahman is not in any class or, for that matter, outside any class. (Location 842)
Yet a proper understanding of the maya doctrine is one of the most essential prerequisites for the study of Hinduism and Buddhism, and in trying to grasp its meaning one must try to put aside the various “idealist” philosophies of the West with which it is so often confused-even by modern Indian Vedantists. For the world is not an illusion of the mind in the sense that–to the eyes of the liberated man (jivanmukta)–there is nothing to be seen but a trackless void. He sees the world that we see; but he does not mark it off, measure it, divide it in the same way. He does not look upon it as really or concretely broken down into separate things and events. He sees that the skin may just as well be regarded as what joins us to our environment as what separates us from it. He sees, furthermore, that the skin will be considered as joining only if it has first been considered as separating, or vice versa. Thus his point of view is not monistic. He does not think that all things are in reality One because, concretely speaking, there never were any “things” to be considered One. (Location 854)
To join is as much maya as to separate. For this reason both Hindus and Buddhists prefer to speak of reality as “nondual” rather than “one,” since the concept of one must always be in relation to that of many. The doctrine of maya is therefore a doctrine of relativity. It is saying that things, facts, and events are delineated, not by nature, but by human description, and that the way in which we describe (or divide) them is relative to our varying points of view. (Location 862)
Certainly the world of nature abounds with surfaces and lines, with areas of density and vacuity, which we employ in marking out the boundaries of events and things. But here again, the maya doctrine asserts that these forms (rupa) have no “own-being” or “self-nature” (svabhava): they do not exist in their own right, but only in relation to one another, as a solid cannot be distinguished save in relation to a space. In this sense, the solid and the space, the sound and the silence, the existent and the nonexistent, the figure and the ground are inseparable, interdependent, or “mutually arising,” and it is only by maya or conventional division that they may be considered apart from one another. (Location 873)
Form is maya when the mind attempts to comprehend and control it in the fixed categories of thought, that is, by means of names (nama) and words. (Location 882)
The formal world becomes the real world in the moment when it is no longer clutched, in the moment when its changeful fluidity is no longer resisted. Hence it is the very transitoriness of the world which is the sign of its divinity, of its actual identity with the indivisible and immeasurable infinity of Brahman. (Location 893)
Transitoriness is depressing only to the mind which insists upon trying to grasp. But to the mind which lets go and moves with the flow of change, which becomes, in Zen Buddhist imagery, like a ball in a mountain stream, the sense of transience or emptiness becomes a kind of ecstasy. (Location 896)
In sum, then, the maya doctrine points out, firstly, the impossibility of grasping the actual world in the mind’s net of words and concepts, and, secondly, the fluid character of those very forms which thought attempts to define. The world of facts and events is altogether nama, abstract names, and rupa, fluid form. It escapes both the comprehension of the philosopher and the grasp of the pleasure-seeker like water from a clutching fist. There is even something deceptive in the idea of Brahman as the eternal reality underlying the flux, and of the atman as the divine ground of human consciousness, for in so far as these are concepts they are as incapable of grasping the real as any other. It is precisely this realization of the total elusiveness of the world which lies at the root of Buddhism. (Location 907)
For seven years Gautama had struggled by the traditional means of yoga and tapas, contemplation and ascesis, to penetrate the cause of man’s enslavement to maya, to find release from the vicious circle of clinging-to-life (trishna) which is like trying to make the hand grasp itself. All his efforts had been in vain. The eternal atman, the real Self, was not to be found. However much he concentrated upon his own mind to find its root and ground, he found only his own effort to concentrate. The evening before his awakening he simply “gave up,” relaxed his ascetic diet, and ate some nourishing food. (Location 932)
The First Truth is concerned with the problematic word duhkha, loosely translatable as “suffering,” and which designates the great disease of the world for which the Buddha’s method (dharma) is the cure. (Location 955)
anatman might be expressed in the form, “The true Self is non-Self,” since any attempt to conceive the Self, believe in the Self, or seek for the Self immediately thrusts it away. (Location 975)
The Second Noble Truth relates to the cause of frustration, which is said to be trishna, clinging or grasping, based on avidya, which is ignorance or unconsciousness. Now avidya is the formal opposite of awakening. It is the state of the mind when hypnotized or spellbound by maya, so that it mistakes the abstract world of things and events for the concrete world of reality. (Location 983)
Thus the desire for perfect control, of the environment and of oneself, is based on a profound mistrust of the controller. Avidya is the failure to see the basic self-contradiction of this position. From it therefore arises a futile grasping or controlling of life which is pure self-frustration, and the pattern of life which follows is the vicious circle which in Hinduism and Buddhism is called samsara, the Round of birth-and-death.10 (Location 996)
The Third Noble Truth is concerned with the ending of self-frustration, of grasping, and of the whole viciously circular pattern of karma which generates the Round. The ending is called nirvana, (Location 1012)
If nirvana is “de-spiration” it is the act of one who has seen the futility of trying to hold his breath or life (prana) indefinitely, since to hold the breath is to lose it. Thus nirvana is the equivalent of moksha, release or liberation. Seen from one side, it appears to be despair–the recognition that life utterly defeats our efforts to control it, that all human striving is no more than a vanishing hand clutching at clouds. Seen from the other side, this despair bursts into joy and creative power, on the principle that to lose one’s life is to find it–to find freedom of action unimpeded by self-frustration and the anxiety inherent in trying to save and control the Self. (Location 1016)
Nirvana is the way of life which ensues when clutching at life has come to an end. In so far as all definition is clutching, nirvana is necessarily indefinable. It is the natural, “un-self-grasped” state of the mind; and here, of course, the mind has no specific meaning, for what is not grasped is not known in the conventional sense of knowledge. More popularly and literally understood, nirvana is the disappearance of the being from the Round of incarnations, not into a state of annihilation, but simply into a state escaping definition, and thus immeasurable and infinite. (Location 1026)
To attain nirvana is also to attain Buddhahood, awakening. But this is not attainment in any ordinary sense, because no acquisition and no motivation are involved. It is impossible to desire nirvana, or to intend to reach it, for anything desirable or conceivable as an object of action is, by definition, not nirvana. Nirvana can only arise unintentionally, spontaneously, when the impossibility of self-grasping has been thoroughly perceived. (Location 1031)
The Fourth Noble Truth describes the Eightfold Path of the Buddha’s Dharma, that is, the method or doctrine whereby self-frustration is brought to an end. Each section of the path has a name preceded by the word samyak (Pali, samma), which has the meaning of “perfect” or “complete.” The first two sections have to do with thought; the following four have to do with action; and the final two have to do with contemplation or awareness. (Location 1037)
1 Samyag-drishti, or complete view. 2 Samyak-samkalpa, or complete understanding. 3 Samyag-vak, or complete (i.e., truthful) speech. 4 Samyak-karmanta, or complete action. 5 Samyagajiva, or complete vocation. 6 Samyag-vyayama, or complete application. 7 Samyak-smriti, or complete recollectedness. 8 Samyak-samadhi, or complete contemplation. (Location 1041)
To the restless temperament of the West, sitting meditation may seem to be an unpleasant discipline, because we do not seem to be able to sit “just to sit” without qualms of conscience, without feeling that we ought to be doing something more important to justify our existence. To propitiate this restless conscience, sitting meditation must therefore be regarded as an exercise, a discipline with an ulterior motive. Yet at that very point it ceases to be meditation (dhyana) in the Buddhist sense, for where there is purpose, where there is seeking and grasping for results, there is no dhyana. (Location 1085)
“Meditation” in the common sense of “thinking things over” or “musing” is a most misleading translation. But such alternatives as “trance” or “absorption” are even worse, since they suggest states of hypnotic fascination. The best solution seems to be to leave dhyana untranslated and add it to the English language as we have added Nirvana and Tao.14 (Location 1092)
Three MAHAYANA BUDDHISM
Because the teaching of the Buddha was a way of liberation, it had no other object than the experience of nirvana. The Buddha did not attempt to set forth a consistent philosophical system, trying to satisfy that intellectual curiosity about ultimate things which expects answers in words. When pressed for such answers, when questioned about the nature of nirvana, the origin of the world, and the reality of the Self, the Buddha maintained a “noble silence,” and went on to say that such questions were irrelevant and did not lead to the actual experience of liberation. (Location 1159)
The vast body of Mahayana doctrine arose not so much to satisfy intellectual curiosity as to deal with the practical psychological problems encountered in following the Buddha’s way. (Location 1166)
There are, no doubt, respects in which Mahayana Buddhism is a concession both to intellectual curiosity and to a popular desire for short cuts to the goal. But at root it is the work of highly sensitive and perceptive minds studying their own inner workings. To anyone who is highly self-aware, the Buddhism of the Pali Canon leaves many practical problems unanswered. (Location 1174)
Perhaps it is too sweeping a generalization, but one receives the impression that whereas the Pali Canon would unlock the door to nirvana by sheer effort, the Mahayana would jiggle the key until it turns smoothly. Thus the great concern of the Mahayana is the provision of “skillful means” (upaya) for making nirvana accessible to every type of mentality. (Location 1178)
The corollary of this position is that if there is no nirvana which can be attained, and if, in reality, there are no individual entities, it will follow that our bondage in the Round is merely apparent, and that in fact we are already in nirvana–so that to seek nirvana is the folly of looking for what one has never lost. Naturally, then, the Bodhisattva makes no motion to depart from the Round of samsara, as if nirvana were somewhere else, for to do so would imply that nirvana is something that needs to be attained and that samsara is an actual reality. (Location 1228)
From one point of view, the same relativity exists between nirvana and samsara, bodhi (awakening) and klesa (defilement). That is to say, the search for nirvana implies the existence and the problem of samsara, and the quest for awakening implies that one is in the state of defilement with delusion. To put it in another way: as soon as nirvana is made an object of desire, it becomes an element of samsara. The real nirvana cannot be desired because it cannot be conceived. (Location 1268)
In the whole universe, within and without, there is nothing whereon to lay any hold, and no one to lay any hold on anything. (Location 1307)
With the “eye of prajna” the human situation is seen for what it is–a quenching of thirst with salt water, a pursuit of goals which simply require the pursuit of other goals, a clutching of objects which the swift course of time renders as insubstantial as mist. (Location 1310)
Because of the identity of Buddha nature and tathata, the term “Buddha” is frequently used of reality itself and not just of the awakened man. (Location 1346)
it is obviously a popular and more graphic way of saying that since one’s own true nature is already the Buddha nature, one does not have to do anything to make it so. On the contrary, to seek to become Buddha is to deny that one is already Buddha–and this is the sole basis upon which Buddhahood can be realized! In short, to become a Buddha it is only necessary to have the faith that one is a Buddha already. (Location 1358)
One THE PHILOSOPHY OF THE T
In sum, then, te is the unthinkable ingenuity and creative power of man’s spontaneous and natural functioning–a power which is blocked when one tries to master it in terms of formal methods and techniques. It is like the centipede’s skill in using a hundred legs at once. The centipede was happy, quite, Until a toad in fun Said, “Pray, which leg goes after which?” This worked his mind to such a pitch, He lay distracted in a ditch, Considering how to run (Location 614)
When we try to represent a third dimension upon a two-dimensional surface, it will of necessity seem to belong more or less to the two alternatives of length and breadth. In the words of Chuang-tzu: Were language adequate, it would take but a day fully to set forth Tao. Not being adequate, it takes that time to explain material existences. Tao is something beyond material existences. It cannot be conveyed either by words or by silence. (25) (Location 631)
Two THE ORIGINS OF B
Therefore the practical discipline (sadhana) of the way of liberation is a progressive disentanglement of one’s Self (atman) from every identification. It is to realize that I am not this body, these sensations, these feelings, these thoughts, this consciousness. The basic reality of my life is not any conceivable object. Ultimately it is not even to be identified with any idea, as of God or atman (Location 821)
Thus the desire for perfect control, of the environment and of oneself, is based on a profound mistrust of the controller. Avidya is the failure to see the basic self-contradiction of this position. From it therefore arises a futile grasping or controlling of life which is pure self-frustration, and the pattern of life which follows is the vicious circle which in Hinduism and Buddhism is called samsara, the Round of birth-and-death. (Location 996)
The Third Noble Truth is concerned with the ending of self-frustration, of grasping, and of the whole viciously circular pattern of karma which generates the Round. The ending is called nirvana (Location 1012)
To the restless temperament of the West, sitting meditation may seem to be an unpleasant discipline, because we do not seem to be able to sit “just to sit” without qualms of conscience, without feeling that we ought to be doing something more important to justify our existence. To propitiate this restless conscience, sitting meditation must therefore be regarded as an exercise, a discipline with an ulterior motive. Yet at that very point it ceases to be meditation (dhyana) in the Buddhist sense, for where there is purpose, where there is seeking and grasping for results, there is no dhyana (Location 1085)
“Meditation” in the common sense of “thinking things over” or “musing” is a most misleading translation. But such alternatives as “trance” or “absorption” are even worse, since they suggest states of hypnotic fascination. The best solution seems to be to leave dhyana untranslated and add it to the English language as we have added Nirvana and Tao. (Location 1092)